上海证券交易所 - 本所业务规则

::: tip 若订阅 [最新规则](https://www.sse.com.cn/lawandrules/sselawsrules/latest/)，网址为 `https://www.sse.com.cn/lawandrules/sselawsrules/latest/`。截取 `https://www.sse.com.cn/lawandrules/sselawsrules/` 到末尾 `/` 的部分 `latest` 作为参数填入，此时路由为 [`/sse/sselawsrules/latest`](https://rsshub.app/sse/sselawsrules/latest)。 ::: | [最新规则](https://www.sse.com.cn/lawandrules/sselawsrules/latest/) | [章程](https://www.sse.com.cn/lawandrules/sselawsrules/article/) | [首发](https://www.sse.com.cn/lawandrules/sselawsrules/stocks/review/firstepisode/) | [再融资](https://www.sse.com.cn/lawandrules/sselawsrules/stocks/review/refinancing/) | [重组](https://www.sse.com.cn/lawandrules/sselawsrules/stocks/review/recombination/) | | ------------------------------------------------------------------- | ---------------------------------------------------------------- | -------------------------------------------------------------------------------------------- | ------------------------------------------------------------------------------------------ | ---------------------------------------------------------------------------------------------- | | [latest](https://rsshub.app/sse/sselawsrules/latest) | [article](https://rsshub.app/sse/sselawsrules/article) | [stocks/review/firstepisode](https://rsshub.app/sse/sselawsrules/stocks/review/firstepisode) | [stocks/review/refinancing](https://rsshub.app/sse/sselawsrules/stocks/review/refinancing) | [stocks/review/recombination](https://rsshub.app/sse/sselawsrules/stocks/review/recombination) | | [转板](https://www.sse.com.cn/lawandrules/sselawsrules/stocks/review/flap/) | [发行承销](https://www.sse.com.cn/lawandrules/sselawsrules/stocks/issue/) | [主板上市（挂牌）](https://www.sse.com.cn/lawandrules/sselawsrules/stocks/mainipo/) | [科创板上市（挂牌）](https://www.sse.com.cn/lawandrules/sselawsrules/stocks/staripo/) | [股票交易](https://www.sse.com.cn/lawandrules/sselawsrules/stocks/exchange/) | | ---------------------------------------------------------------------------- | ------------------------------------------------------------------------- | ----------------------------------------------------------------------------------- | ------------------------------------------------------------------------------------- | ---------------------------------------------------------------------------- | | [stocks/review/flap](https://rsshub.app/sse/sselawsrules/stocks/review/flap) | [stocks/issue](https://rsshub.app/sse/sselawsrules/stocks/issue) | [stocks/mainipo](https://rsshub.app/sse/sselawsrules/stocks/mainipo) | [stocks/staripo](https://rsshub.app/sse/sselawsrules/stocks/staripo) | [stocks/exchange](https://rsshub.app/sse/sselawsrules/stocks/exchange) | | [试点创新企业](https://www.sse.com.cn/lawandrules/sselawsrules/stocks/innovative/) | [股权分置改革](https://www.sse.com.cn/lawandrules/sselawsrules/stocks/reform/) | [发行上市审核](https://www.sse.com.cn/lawandrules/sselawsrules/bond/review/) | [发行承销](https://www.sse.com.cn/lawandrules/sselawsrules/bond/issue/) | [公司债券上市（挂牌）](https://www.sse.com.cn/lawandrules/sselawsrules/bond/listing/corporatebond/) | | ---------------------------------------------------------------------------------- | ------------------------------------------------------------------------------ | ---------------------------------------------------------------------------- | ----------------------------------------------------------------------- | --------------------------------------------------------------------------------------------------- | | [stocks/innovative](https://rsshub.app/sse/sselawsrules/stocks/innovative) | [stocks/reform](https://rsshub.app/sse/sselawsrules/stocks/reform) | [bond/review](https://rsshub.app/sse/sselawsrules/bond/review) | [bond/issue](https://rsshub.app/sse/sselawsrules/bond/issue) | [bond/listing/corporatebond](https://rsshub.app/sse/sselawsrules/bond/listing/corporatebond) | | [资产支持证券上市（挂牌）](https://www.sse.com.cn/lawandrules/sselawsrules/bond/listing/assets/) | [债券交易通用](https://www.sse.com.cn/lawandrules/sselawsrules/bond/trading/currency/) | [国债预发行](https://www.sse.com.cn/lawandrules/sselawsrules/bond/trading/tbondp/) | [债券质押式三方回购](https://www.sse.com.cn/lawandrules/sselawsrules/bond/trading/tripartyrepo/) | [债券质押式协议回购](https://www.sse.com.cn/lawandrules/sselawsrules/bond/trading/repurchase/) | | ------------------------------------------------------------------------------------------------ | -------------------------------------------------------------------------------------- | ---------------------------------------------------------------------------------- | ------------------------------------------------------------------------------------------------ | ---------------------------------------------------------------------------------------------- | | [bond/listing/assets](https://rsshub.app/sse/sselawsrules/bond/listing/assets) | [bond/trading/currency](https://rsshub.app/sse/sselawsrules/bond/trading/currency) | [bond/trading/tbondp](https://rsshub.app/sse/sselawsrules/bond/trading/tbondp) | [bond/trading/tripartyrepo](https://rsshub.app/sse/sselawsrules/bond/trading/tripartyrepo) | [bond/trading/repurchase](https://rsshub.app/sse/sselawsrules/bond/trading/repurchase) | | [国债买断式回购交易](https://www.sse.com.cn/lawandrules/sselawsrules/bond/trading/outrightrepo/) | [信用保护工具](https://www.sse.com.cn/lawandrules/sselawsrules/bond/trading/cdx/) | [上市公司可转债](https://www.sse.com.cn/lawandrules/sselawsrules/bond/convertible/) | [基金上市](https://www.sse.com.cn/lawandrules/sselawsrules/fund/listing/) | [基金交易](https://www.sse.com.cn/lawandrules/sselawsrules/fund/trading/) | | ------------------------------------------------------------------------------------------------ | --------------------------------------------------------------------------------- | ----------------------------------------------------------------------------------- | ------------------------------------------------------------------------- | ------------------------------------------------------------------------- | | [bond/trading/outrightrepo](https://rsshub.app/sse/sselawsrules/bond/trading/outrightrepo) | [bond/trading/cdx](https://rsshub.app/sse/sselawsrules/bond/trading/cdx) | [bond/convertible](https://rsshub.app/sse/sselawsrules/bond/convertible) | [fund/listing](https://rsshub.app/sse/sselawsrules/fund/listing) | [fund/trading](https://rsshub.app/sse/sselawsrules/fund/trading) | | [基础设施公募 REITs](https://www.sse.com.cn/lawandrules/sselawsrules/reits/) | [期权](https://www.sse.com.cn/lawandrules/sselawsrules/option/) | [通用类](https://www.sse.com.cn/lawandrules/sselawsrules/trade/universal/) | [融资融券](https://www.sse.com.cn/lawandrules/sselawsrules/trade/specific/margin/) | [转融通](https://www.sse.com.cn/lawandrules/sselawsrules/trade/specific/refinancing/) | | ---------------------------------------------------------------------------- | --------------------------------------------------------------- | -------------------------------------------------------------------------- | ---------------------------------------------------------------------------------- | -------------------------------------------------------------------------------------------- | | [reits](https://rsshub.app/sse/sselawsrules/reits) | [option](https://rsshub.app/sse/sselawsrules/option) | [trade/universal](https://rsshub.app/sse/sselawsrules/trade/universal) | [trade/specific/margin](https://rsshub.app/sse/sselawsrules/trade/specific/margin) | [trade/specific/refinancing](https://rsshub.app/sse/sselawsrules/trade/specific/refinancing) | | [质押式回购](https://www.sse.com.cn/lawandrules/sselawsrules/trade/specific/repo/) | [质押式报价回购](https://www.sse.com.cn/lawandrules/sselawsrules/trade/specific/pricerepo/) | [约定购回](https://www.sse.com.cn/lawandrules/sselawsrules/trade/specific/promise/) | [协议转让](https://www.sse.com.cn/lawandrules/sselawsrules/trade/specific/xyzr/) | [其他](https://www.sse.com.cn/lawandrules/sselawsrules/trade/specific/others/) | | ---------------------------------------------------------------------------------- | ------------------------------------------------------------------------------------------- | ------------------------------------------------------------------------------------ | -------------------------------------------------------------------------------- | ---------------------------------------------------------------------------------- | | [trade/specific/repo](https://rsshub.app/sse/sselawsrules/trade/specific/repo) | [trade/specific/pricerepo](https://rsshub.app/sse/sselawsrules/trade/specific/pricerepo) | [trade/specific/promise](https://rsshub.app/sse/sselawsrules/trade/specific/promise) | [trade/specific/xyzr](https://rsshub.app/sse/sselawsrules/trade/specific/xyzr) | [trade/specific/others](https://rsshub.app/sse/sselawsrules/trade/specific/others) | | [沪港通](https://www.sse.com.cn/lawandrules/sselawsrules/global/hkexsc/) | [互联互通存托凭证](https://www.sse.com.cn/lawandrules/sselawsrules/global/slsc/) | [会员管理](https://www.sse.com.cn/lawandrules/sselawsrules/member/personnel/) | [适当性管理](https://www.sse.com.cn/lawandrules/sselawsrules/member/adequacy/) | [纪律处分与复核](https://www.sse.com.cn/lawandrules/sselawsrules/disciplinary/) | | ------------------------------------------------------------------------ | -------------------------------------------------------------------------------- | ----------------------------------------------------------------------------- | ------------------------------------------------------------------------------ | ------------------------------------------------------------------------------- | | [global/hkexsc](https://rsshub.app/sse/sselawsrules/global/hkexsc) | [global/slsc](https://rsshub.app/sse/sselawsrules/global/slsc) | [member/personnel](https://rsshub.app/sse/sselawsrules/member/personnel) | [member/adequacy](https://rsshub.app/sse/sselawsrules/member/adequacy) | [disciplinary](https://rsshub.app/sse/sselawsrules/disciplinary) | | [交易收费](https://www.sse.com.cn/lawandrules/sselawsrules/charge/) | [其他业务规则](https://www.sse.com.cn/lawandrules/sselawsrules/other/) | [业务规则废止公告](https://www.sse.com.cn/lawandrules/sserules/repeal/announcement/) | [已废止规则文本](https://www.sse.com.cn/lawandrules/sselawsrules/repeal/rules/) | | ------------------------------------------------------------------- | ---------------------------------------------------------------------- | -------------------------------------------------------------------------------------------------------------------------- | ------------------------------------------------------------------------------- | | [charge](https://rsshub.app/sse/sselawsrules/charge) | [other](https://rsshub.app/sse/sselawsrules/other) | [/lawandrules/sserules/repeal/announcement](https://rsshub.app/sse/sselawsrules//lawandrules/sserules/repeal/announcement) | [repeal/rules](https://rsshub.app/sse/sselawsrules/repeal/rules) |